What is Regulatory Compliance Audit?
For businesses subject to a specific regulatory framework, compliance is no longer optional; it is a precondition for entering new markets, accessing finance and building a healthy relationship with regulators.
We assess the measures taken, particularly by financial institutions, against the financial and reputational risks of breaching national and international legislation, and turn the gaps into a prioritised action plan.
What does our Regulatory Compliance Audit work include?
- Assessment of the compliance function and policies
- Testing the accuracy and timeliness of regulatory reporting
- Industry-specific compliance reviews (CMB, BRSA, EMRA, ICTA, etc.)
- Audit of commitments and conditions in Competition Authority decisions
- Compliance risk mapping and action plan
- Training for compliance teams
Proposal request
Get a tailored proposal for Regulatory Compliance Audit
Share the scope in a few lines and we will send you our team, timeline and fee proposal in writing. Free of charge and non-binding.
- Under founding-partner supervision
- Member of the SFAI international network
- Written, transparent proposal
or call: +90 212 951 02 47
How do we work?
- Regulatory mapWe list the obligations you are subject to and the units responsible.
- TestingWe test the design and operation of controls on a sample basis.
- Action planWe rank findings by risk level and attach a timetable.
Who needs Regulatory Compliance Audit?
- Financial institutions
- Licensed energy and telecommunications companies
- Companies with Competition Authority commitments
Which standards is Regulatory Compliance Audit based on?
Frequently asked questions about Regulatory Compliance Audit
How can I get a proposal for Regulatory Compliance Audit?
Share your company and needs via the proposal form and we will send our scope, team, timeline and fee proposal in writing. Phone: +90 212 951 02 47.
Last updated: October 22, 2026